Droit

Droit develops a regulatory compliance and real-time controls platform tailored to sell-side and buy-side financial institutions, offering tools for client readiness, trading oversight, and cross-border interaction management. The platform provides solutions for trade reporting, position reporting, and exchange traded derivatives reporting, enabling financial institutions to meet complex and evolving regulatory requirements across multiple jurisdictions. Droit technology delivers real-time controls that ensure compliance at the point of execution, preventing regulatory violations before they occur rather than detecting them after the fact. The platform addresses the growing complexity of financial regulations including MiFID II, Dodd-Frank, EMIR, and other cross-border regulatory frameworks that require financial institutions to maintain granular audit trails and real-time compliance controls. Droit serves major financial institutions including banks, broker-dealers, asset managers, and trading venues, providing the infrastructure needed to manage regulatory obligations across asset classes, jurisdictions, and trading venues. The company platform integrates with existing trading and post-trade infrastructure, enabling institutions to embed compliance controls directly into their trading workflows without disrupting existing operations. Founded in 2012 and headquartered in New York City, Droit has raised approximately $39 million in Series B funding from investors including Wells Fargo, Goldman Sachs, Pivot Investment Partners, DRW Trading Group, and UBS. The company serves some of the world largest financial institutions, providing the regulatory technology infrastructure that enables compliant cross-border trading and post-trade processing.

Cybersecurity > Anti Fraud > Financial Fraud,

GRC Software > Regulatory Intelligence,

Security & Surveillance Technology > Tech Enabled Service,

Investment Tech > Capital Market IT > Trade Management > Risk and Compliance Management > Regulatory Reporting,

RegTech > Compliance Management > Knowledge Management > Regulatory Intelligence

Company Wise > Morgan Stanley,

College Wise > Massachusetts Institute of Technology, Cornell University, Booth School of Business, University of Chicago