Hadrius
Hadrius consolidates the compliance program of a registered investment adviser or broker dealer into one platform, using AI to review the material a firm produces and flag…
Overview
Hadrius consolidates the compliance program of a registered investment adviser or broker dealer into one platform, using AI to review the material a firm produces and flag potential violations for a compliance officer to act on. It captures and archives communications across more than thirty channels, reviews marketing and advertising material against regulatory rules, monitors personal trading against restricted lists and blackout windows, automates code of ethics attestations, and produces the audit ready evidence a regulatory examination asks for.
Details
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